■ 특허법 시행규칙 [별지 제51호서식] <개정 2017. 2. 28.>

PCT 용도

The demand must be filed directly with the competent International Preliminary Examining Authority or, if two or more Authorities are competent, with the one chosen by the applicant. The full name or two-letter code of that Authority may be indicated by the applicant on the line below:

IPEA/ _______________________________

PCT

CHAPTER II

DEMAND

under Article 31 of the Patent Cooperation Treaty:

The undersigned requests that the international application specified below be the subject of

international preliminary examination according to the Patent Cooperation Treaty.

For International Preliminary Examining Authority use only

Identification of IPEA

Date of receipt of DEMAND

Box No. I IDENTIFICATION OF THE INTERNATIONAL APPLICATION				Applicant’s or agent’s file reference
International application No.	International filing date (day/month/year)			(Earliest) Priority date (day/month/year)
Title of invention
Box No. II APPLICANT(S)
Name and address: (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country.)				Telephone No.
				Facsimile No.
				Applicant’s registration No. with the Office
E-mail authorization: Marking one of the check-boxes below authorizes the International Bureau and the International Preliminary Examining Authority to use the e-mail address indicated in this Box to send notifications issued in respect of this international application if those offices are willing to do so as advance copies followed by paper notifications; or exclusively in electronic form (no paper notifications will be sent). E-mail address: _________________________________________________________________________________
State (that is, country) of nationality:		State (that is, country) of residence:
Name and address: (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country.)
State (that is, country) of nationality:			State (that is, country) of residence:
Further applicants are indicated on a continuation sheet.
Form PCT/IPEA/401 (first sheet) (July 2016) See Notes to the demand form
210㎜×297㎜[백상지 80g/㎡]

Sheet No. . . .		International application No.
Continuation of Box No. II APPLICANT(S) If none of the following sub-boxes is used, this sheet should not be included in the demand.
Name and address: (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country.)
State (that is, country) of nationality:	State (that is, country) of residence:
Name and address: (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country.)
State (that is, country) of nationality:	State (that is, country) of residence:
Name and address: (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country.)
State (that is, country) of nationality:	State (that is, country) of residence:
Name and address: (Family name followed by given name; for a legal entity, full official designation. The address must include postal code and name of country.)
State (that is, country) of nationality:	State (that is, country) of residence:
Further applicants are indicated on a continuation sheet.
Form PCT/IPEA/401 (continuation sheet) (July 2016) See Notes to the demand

Sheet No. . . .

International application No.

Box No. III  AGENT OR COMMON REPRESENTATIVE; OR ADDRESS FOR CORRESPONDENCE

The following person is agent common representative
and		has been appointed earlier and represents the applicant(s) also for international preliminary examination.
		is hereby appointed and any earlier appointment of (an) agent(s)/common representative is hereby revoked.
		is hereby appointed, specifically for the procedure before the International Preliminary Examining Authority, in addition to the agent(s)/common representative appointed earlier.

Name and address: (Family name followed by given name;  for a legal entity, full official designation. The address must include postal code and name of country.)

Telephone No.

Facsimile No.

Agent’'s registration No. with the Office

E-mail authorization: Marking one of the check-boxes below authorizes the International Bureau and the International Preliminary Examining Authority to use the e-mail address indicated in this Box to send notifications issued in respect of this international application if those offices are willing to do so

as advance copies followed by paper notifications; or      exclusively in electronic form (no paper notifications will be sent).

E-mail address: _________________________________________________________________________________

Address for correspondence: Mark this check-box where no agent or common representative is/has been appointed and the space above is used instead to indicate a special address to which correspondence should be sent.

Box No. IV  BASIS FOR INTERNATIONAL PRELIMINARY EXAMINATION

Statement concerning amendments:*

1. The applicant wishes the international preliminary examination to start on the basis of:

the international application as originally filed

the description	as originally filed, or

as amended under Article 34

the sequence listing	as originally filed, or

(if any)	as amended under Article 34

in the form of an Annex C/ST.25 text file

on paper or in the form of an image file

the claims	as originally filed, or

as amended under Article 19, and/or

as amended under Article 34

the drawings	as originally filed, or

(if any)	as amended under Article 34

2.      The applicant wishes any amendment to the claims under Article 19 to be considered as reversed.

3.      Where the IPEA wishes to start the international preliminary examination at the same time as the international search in accordance with Rule 69.1(b), the applicant requests the IPEA to postpone the start of the international preliminary examination until the expiration of the applicable time limit under Rule 69.1(d).

4.      The applicant expressly wishes the international preliminary examination to start earlier than at the expiration of the applicable time limit under Rule 54bis.1(a).

* Where no check-box is marked, international preliminary examination will start on the basis of the international application as originally filed or, where a copy of amendments to the claims under Article 19 and/or amendments of the international application under Article 34 are received by the International Preliminary Examining Authority before it has begun to draw up a written opinion or the international preliminary examination report, as so amended.

Language for the purposes of international preliminary examination: __________________________________________________

which is the language in which the international application was filed.

which is the language of a translation furnished for the purposes of international search.

which is the language of publication of the international application.

which is the language of the translation (to be) furnished for the purposes of international preliminary examination.

Box No. V ELECTION OF STATES

The filing of this demand constitutes the election of all Contracting States which are designated and are bound by Chapter II of the PCT.

Form PCT/IPEA/401 (second sheet) (July 2016)                              See Notes to the demand form

Sheet No. . . .

International application No.

Box No. VI CHECK LIST

The demand is accompanied by the following elements, in the language referred to in Box No. IV, for the purposes of international preliminary examination:

1. translation of international application	:	sheets

2. amendments under Article 34	:	sheets

3. letter accompanying the amendments

under Article 34(Rule 66.8)	:	sheets

4. copy (or, where required, translation) of

amendments under Article 19	:	sheets

5. copy of the letter accompanying the amendments

under Article 19(Rule 46.5(b) and 53.9)	:	sheets

6. copy (or, where required, translation) of any

statement under Article 19(Rule 62.1(ii))	:	sheets

7. other (specify)	:	sheets

For International Preliminary

Examining Authority use only

received       not received

The demand is also accompanied by the item(s) marked below:

1.   fee calculation sheet

2.   original separate power of attorney

3.   original general power of attorney

4.   copy of general power of attorney;
reference number, if any:

5.   sequence listing in the form of an Annex C/ST.25 text file

6.   other (specify): _________________________________________

_________________________________________________________

Box No. VII SIGNATURE OF APPLICANT, AGENT OR COMMON REPRESENTATIVE

Next to each signature, indicate the name of the person signing and the capacity in which the person signs (if such capacity is not obvious from reading the demand).

For International Preliminary Examining Authority use only

1. Date of actual receipt of DEMAND:

2. Adjusted date of receipt of demand due
to CORRECTIONS under Rule 60.1(b):

3.	The date of receipt of the demand is AFTER the expiration of 19 months from the priority date and item 4 or 5, below, does not apply.
	The applicant has been informed accordingly.
4.	The date of receipt of the demand is WITHIN the time limit of 19 months from the priority date as extended by virtue of Rule 80.5.
5.	Although the date of receipt of the demand is after the expiration of 19 months from the priority date, the delay in arrival is EXCUSED pursuant to Rules 82 or 82quater.

6.	The date of receipt of the demand is AFTER the expiration of the time limit under Rule 54bis.1(a) and item 7 or 8, below, does not apply.
7.	The date of receipt of the demand is WITHIN the time limit under Rule 54bis.1(a) as extended by virtue of Rule 80.5.
8.	Although the date of receipt of the demand is after the expiration of the time limit under Rule 54bis.1(a), the delay in arrival is EXCUSED pursuant to Rules 82 or 82quater.

For International Bureau use only

Demand received from IPEA on:

Form PCT/IPEA/401 (last sheet) (July 2016)                        See Notes to the demand form

CHAPTER II

PCT

FEE CALCULATION SHEET

Annex to the Demand

For International Preliminary Examining Authority use only

International

application No.

ㆍ

Date stamp of the IPEA

Applicant’'s or agent’'s

file reference

`

Applicant

CALCULATION OF PRESCRIBED FEES

1. Preliminary examination fee ....................................

2. Handling fee (Applicants from certain States are

entitled to a reduction of 90% of the handling fee.

Where the applicant is (or all applicants are) so

entitled, the amount to be entered at H is 10% of the

handling fee.) ...............................................

3. Total of prescribed fees

Add the amounts entered at P and H

and enter total in the TOTAL box ........................

P

H

TOTAL

MODE OF PAYMENT

(Not all modes of payment may be available at all IPEAs)

	authorization to charge deposit or current account with the IPEA (see below)		credit card (details should not be included on this sheet)
	check		revenue stamps
	postal money order		cash
	bank transfer		other (specify): _______________________

AUTHORIZATION TO CHARGE (OR CREDIT) DEPOSIT OR CURRENT ACCOUNT

(This mode of payment may not be available at all IPEAs)

Authorization to charge the total fees indicated above.

(This check-box may be marked only if the conditions for
deposit or current accounts of the IPEA so permit) Authorization to
charge any deficiency or credit any overpayment in the
total fees indicated above

IPEA/ _______________________________________

Deposit or Current Account No.:_______________

Date:_________________________________________

Name:________________________________________

Signature:_____________________________________

Form PCT/IPEA/401 (Annex) (July 2016)                       See Notes to the demand form

※ 기재요령

1. 출원인이 선택한 국제예비심사기관을 “DEMAND” 첫 쪽 상단 좌측에 위치한 “IPEA/_______”란의 “_______”에 적습니다.

2. “Applicant’s or agent’s file reference”란은 문자ㆍ숫자 또는 문자와 숫자의 조합으로 된 서류참조기호를 출원인이 임의로 정하여, 최대 12자 범위로 적을 수 있습니다.

3. “Box No.Ⅰ IDENTIFICATION OF THE INTERNATIONAL APPLICATION”란은 다음과 같은 요령에 따라 적습니다.

가. “International application No.”란에는 이미 특허청으로부터 국제출원번호를 통지 받은 경우에는 그 번호를 적고, 국제출원번호의 통지를 받기 전인 경우에는 수리관청의 명칭을 『RO/KR』과 같이 적습니다.

나. “International filing date” 및 “Priority date”란에는 국제출원일 및 우선일(해당하는 경우)을 적되, 서기에 의한 일, 월 명칭 및 연도를 적은 후 괄호 안에 일ㆍ월ㆍ년의 숫자를 순서에 따라 각각 아라비아숫자로 표시하고 일 및 월의 숫자 뒤에 마침표, 사선 또는 붙임표(-)를 붙입니다. 다른 기원 또는 역을 사용하는 경우에는 서기에 의한 일자를 함께 씁니다.

[예] 04 September 1997(04.09.1997), 04 September 1997(04/09/1997)  또는 04 September 1997(04-09-1997).

다. “Title of invention”란에는 발명의 명칭을 적되, 국제조사기관에 의하여 새로운 명칭이 정해진 경우에는 변경된 명칭을 적습니다.

4. “Box No. Ⅱ APPLICANT(S)”란의 “Name and address”란에는 선택국에 대한 “출원인”을 적습니다. 적을 출원인의 난이 부족할 경우 하단에 있는 “Further applicants are indicated on a continuation sheet”의 앞 □ 안에 Ⅹ표시하고 다음 쪽에 계속하여 출원인을 적습니다. 출원인에 관한 기재요령은 「특허법 시행규칙」 별지 제41호서식의 “Box No.Ⅱ APPLICANT”의 기재요령과 같습니다. “E-mail authorization”란은 국제사무국이나 국제예비심사기관이 적힌 이메일 주소로 통지서를 송신하는 것을 허가하는 경우에 적되, 서면통지서에 앞서 선람용 사본을 메일로 송부받으려는 경우에는 첫 번째 □ 안에 X표시하고, 오직 전자적 형태의 통지서만 송부되기를 희망하는 경우(서면 통지서는 송부되지 않음)에는 두 번째 □ 안에 X표시하며, 수신하려는 해당 이메일 주소를 “E-mail address”란에 적습니다. E-mail address는 하나만 적어야 합니다.

5. “Box No. Ⅲ AGENT OR COMMON REPRESENTATIVE; OR ADDRESS FOR CORRESPONDENCE”란은 「특허법 시행규칙」 별지 제41호서식의 “Box No. Ⅳ AGENT OR COMMON REPRESENTATIVE; OR ADDRESS FOR CORRESPONDENCE”의 기재요령과 같습니다. “E-mail authorization”란은 국제사무국이나 국제예비심사기관이 적힌 이메일 주소로 통지서를 송신하는 것을 허가하는 경우에 적되, 서면통지서에 앞서 선람용 사본을 메일로 송부받으려는 경우에는 첫 번째 □ 안에 X표시하고, 오직 전자적 형태의 통지서만 송부되기를 희망하는 경우(서면 통지서는 송부되지 않음)에는 두 번째 □ 안에 X표시하며, 수신하려는 해당 이메일 주소를 “E-mail address”란에 적습니다. E-mail address는 하나만 적어야 합니다.

6. “Box No. Ⅳ BASIS FOR INTERNATIONAL PRELIMINARY EXAMINATION”란은 국제예비심사의 개시를 희망하는 취지, 보정을 한 경우 보정에 의한 국제예비심사를 원하는 취지 또는 국제예비심사를 연기하는 취지 중에서 해당하는 □ 안에 Ⅹ표시합니다. 서식 하단의 “Language for the purposes of international preliminary examination”란은 국제예비심사언어를 “___________”에 적고 그에 상응하는 □ 안에 Ⅹ표시합니다.

7. “Box No. Ⅵ CHECK LIST”란은 첨부서류가 있는 경우 그 면수를 “:”와 “sheets” 사이에 적고, 해당하는 □ 안에 Ⅹ표시합니다.

8. “Box No. Ⅶ SIGNATURE OF APPLICANT, AGENT OR COMMON REPRESENTATIVE”란에는 출원인의 위임장에 의하여 대리인 또는 대표자를 선임한 경우에는 그 대리인 또는 대표자가, 그 밖의 경우에는 출원인이 기명을 한 후 서명 또는 날인해야 합니다.

9. 국제예비심사청구서를 컴퓨터로 작성하는 경우에는 「특허법 시행규칙」 별지 제41호서식의 기재요령 제1호차목과 같습니다.